Nauticus Robotics, Inc. has filed an 8-K report detailing the exchange of certain convertible debentures for shares of its Series C preferred stock. On March 27, 2026, the company completed an exchange agreement with an institutional investor, converting a $2 million debenture into 2,023 shares of Series C preferred stock. This transaction was executed under the exemption from registration provided by Section 3(a)(9) of the Securities Act of 1933. The company previously disclosed this arrangement in its filings with the SEC, indicating a strategic move to manage its capital structure and potentially enhance liquidity. The Series C preferred stock will provide investors with certain rights and preferences, which may positively influence investor sentiment and market perception of the company’s financial health. The filing also confirms that Nauticus Robotics is classified as an emerging growth company, which may allow it to benefit from reduced regulatory burdens and increased flexibility in its operations. This exchange is expected to have a small positive effect on the stock price as it reflects the company's proactive approach to financing and capital management.

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